Clause 3 - Marketing Authorization
3.1 A medicine must not be promoted prior to the grant of the marketing authorization which permits its sale or supply.
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Applicable Code year
Applicable Code year
Please check the date of the Code that applies to the Case that you are looking at. The date of the complaint may vary from the activity/material alleged to have been in breach.
AUTH/3184/4/19 - Complainant/Director v GW Pharmaceuticals
Breach: 3.1, 4.1, 4.6
No breach: 2, 3.2, 16.1, 26.1, 26.2, 28.1, 29
Applicable Code:
2016
Received: 24 April 2019
Completed: 18 November 2019
AUTH/3163/2/19 - Complainant v Alexion
Breach: 3.1, 14.1
No breach: 4.1, 4.9, 11.1, 26.1, 26.2, 26.3
Applicable Code:
2016
Received: 20 February 2019
Completed: 12 November 2019
AUTH/3014/1/18 - Anonymous, non-contactable health professional v GW Pharmaceuticals
Promotion of Epidiolex
Breach: 2, 3.1, 9.1
No breach: 2, 3.1, 9.1, 7.2, 15.2
Applicable Code:
2016
Received: 22 February 2018
Completed: 22 November 2018
AUTH/3037/4/18 - Health professional v Shield
Promotion of Feraccru and unlicensed medicines to the public
Breach: 2, 3.1, 4.1, 4.6, 9.1, 14.3, 26.1, 28.1
No breach: 2, 26.1
Applicable Code:
2016
Received: 26 April 2018
Completed: 24 August 2018
AUTH/3012/1/18 - Voluntary admission by Pierre Fabre
Failure to certify material
Breach: 2, 3.1, 7.2, 7.4, 9.1, 14.1, 15.9
No breach: 4.8
Applicable Code:
2016
Received: 19 January 2018
Completed: 21 March 2018
AUTH/2978/9/17 - Anonymous consultant dermatologist v Janssen
Alleged Promotion of Tremfya
Breach: 2, 3.1, 9.1
Applicable Code:
2016
Received: 21 September 2017
Completed: 29 January 2018
AUTH/2988/10/17 - Employee v Otsuka
Manager’s use of LinkedIn to promote medicines
Breach: 3.1, 3.2, 4.1, 7.2, 9.1, 14.1, 26.1
No breach: 1.2, 2, 9.10, 12.1, 22, 26.1
Applicable Code:
2016
Received: 31 October 2017
Completed: 25 January 2018
AUTH/2893/11/16 - Anonymous, non-contactable v GE Healthcare
Promotion of Vizamyl
Breach: 3.1, 7.2, 9.1
No breach: 2, 3.1, 3.2, 12, 16
Applicable Code:
2016
Received: 29 November 2016
Completed: 31 March 2017
AUTH/2868/8/16 - Janssen v Sanofi Genzyme
Alleged promotion of an unlicensed medicine
Breach: 3.1, 9.1
Applicable Code:
2016
Received: 10 August 2016
Completed: 19 December 2016
AUTH/3029/4/18 - Complainant v GW Pharmaceuticals
Arrangements for a meeting, alleged promotion of Epidiolex and unapproved slides
No breach: 2, 3.1, 9.1, 14.1, 15.2, 22.1
Applicable Code:
2016
Received: 05 April 2018
Completed: 21 December 2018
AUTH/3050/6/18 - Anonymous, non contactable health professional v AbbVie
Promotion of Synagis
No breach: 3.1, 3.2
Applicable Code:
2016
Received: 28 June 2018
Completed: 14 November 2018
AUTH/3024/3/18 - Anonymous , non-contactable Hospital Consultant v GW Pharmaceuticals
Alleged promotion of Epidiolex
No breach: 2, 9.1, 3.1, 15.2
Applicable Code:
2016
Received: 12 March 2018
Completed: 18 October 2018
AUTH/2987/10/17- Anonymous v Shire
Alleged promotion prior to the grant of a marketing authorisation
Breach: 9.1, 12.2
No breach: 2, 3.1, 9.1, 18.1
Applicable Code:
2016
Received: 25 October 2017
Completed: 31 July 2018
AUTH/2982/10/17 - Member of the public v Leo
Promotion of Kyntheum to the public
No breach: 2, 3.1, 7.2, 7.4, 9.1, 26.1
Applicable Code:
2016
Received: 06 October 2017
Completed: 08 February 2018
AUTH/2913/12/16 - Anonymous v Janssen
Conduct of a medical science liaison employee
No breach: 2, 3.1, 3.2, 9.1
Applicable Code:
2016
Received: 06 December 2016
Completed: 10 January 2017
AUTH/2857/7/16 - Anonymous, non-contactable v Daiichi-Sankyo
Promotional activities and call rates
Breach: 15.4, 15.9
No breach: 2, 3.1, 3.2, 4.1, 9.1, 14.1
Applicable Code:
2016
Received: 25 July 2016
Completed: 30 September 2016
3.2 The promotion of a medicine must be in accordance with the terms of its marketing authorization and must not be inconsistent with the particulars listed in its summary of product characteristics.
most recent cases
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Applicable Code year
Applicable Code year
Please check the date of the Code that applies to the Case that you are looking at. The date of the complaint may vary from the activity/material alleged to have been in breach.
AUTH/3175/3/19 - Anonymous v GlaxoSmithKline
Breach: 3.2, 7.2, 9.1
No breach: 2
Applicable Code:
2016
Received: 22 March 2019
Completed: 18 October 2019
AUTH/2979/9/17 - Anonymous, non-contactable complainant v PharmaMar
Certification and Promotion of Yondelis
Breach: 2, 3.2, 7.2, 7.4, 9.1, 12.1, 14.1
Applicable Code:
2016
Received: 21 September 2017
Completed: 18 September 2019
AUTH/3031/4/18 - Anonymous health professional v Gilead
Breach: 3.2, 7.2, 9.1
No breach: 2, 3.2, 7.2, 7.3, 7.4, 8.1, 9.1, 12.1
Applicable Code:
2016
Received: 19 April 2019
Completed: 03 June 2019
AUTH/3134/12/18 Complainant v Shield
Breach: 3.2, 7.2, 9.1
No breach: 2
Applicable Code:
2016
Received: 17 December 2018
Completed: 02 April 2019
AUTH/3103/10/18 - Anonymous v Ipsen
Promotion of Cabometyx
Breach: 3.2
No breach: 2, 7.2, 7.4, 7.9, 9.1
Applicable Code:
2016
Received: 03 October 2018
Completed: 06 December 2018
AUTH/2971/8/17 - Clinical Commissioning Group v Thame Laboratories
Promotion of Thamicarb
Breach: 2, 3.2, 7.2, 7.4, 8.2, 9.1, 9.5
Applicable Code:
2016
Received: 17 August 2017
Completed: 18 April 2018
AUTH/2988/10/17 - Employee v Otsuka
Manager’s use of LinkedIn to promote medicines
Breach: 3.1, 3.2, 4.1, 7.2, 9.1, 14.1, 26.1
No breach: 1.2, 2, 9.10, 12.1, 22, 26.1
Applicable Code:
2016
Received: 31 October 2017
Completed: 25 January 2018
AUTH/2825/3/16 and AUTH/2826/3/16 - Janssen-Cilag v Boehringer Ingelheim and Lilly
Promotion of Jardiance
Breach: 2, 3.2, 9.1, 12.1
No breach: 1.12
Applicable Code:
2016
Received: 03 March 2016
Completed: 12 October 2017
AUTH/2928/1/17 and AUTH/2929/1/17 - Anonymous v Pfizer and Novartis
Pharmacovigilance compliance, promotion of an unlicensed indication and breach of undertaking
Breach: 2, 3.2, 9.1, 7.2, 15.9, 29
No breach: 2, 3.2, 7.2, 9.1, 15.6, 15.9, 16.2, 25.1, 29
Applicable Code:
2016
Received: 04 January 2017
Completed: 06 July 2017
AUTH/2886/11/16 - Pharmacosmos v Vifor
Promotion of Ferinject
Breach: 3.2, 7.2
No breach: 7.2, 7.9
Applicable Code:
2016
Received: 07 November 2016
Completed: 22 February 2017
AUTH/2871/8/16 - Voluntary admission by Janssen
Pre-licence promotion
Breach: 2, 3.2, 9.1, 14.1
Applicable Code:
2016
Received: 22 August 2016
Completed: 06 October 2016
AUTH/2840/4/16 and AUTH/2847/5/16 - Anonymous, non contactable v Novartis and Pfizer
Promotion of Ultibro Breezhaler and Seebri Breezhaler
Breach: 3.2, 7.2, 9.1, 15.9
No breach: 2, 3.2, 7.2, 9.1, 15.9
Applicable Code:
2016
Received: 25 April 2016
Completed: 16 September 2016
AUTH/2836/4/16 - AstraZeneca v Janssen – Promotion of Invokana
Promotion of Invokana
Breach: 3.2, 7.2, 7.4
No breach: 2, 7.2, 7.3, 7.4, 9.1
Applicable Code:
2016
Received: 11 April 2016
Completed: 21 July 2016
AUTH/2834/4/16 - Takeda v Amdipharm Mercury
Promotion of Lutrate
Breach: 3.2, 7.2, 7.3, 7.10, 8.1, 9.1
No breach: 2, 7.2, 7.3
Applicable Code:
2016
Received: 08 April 2016
Completed: 03 June 2016
AUTH/2822/2/16 - Bayer v Daiichi-Sankyo
Promotion of Lixiana
Breach: 3.2, 7.2, 7.4, 7.8, 7.10, 9.1
No breach: 3.2, 7.2, 7.3, 7.4, 7.8, 7.9, 7.10, 8.1, 9.1
Applicable Code:
2016
Received: 23 February 2016
Completed: 16 May 2016
AUTH/3184/4/19 - Complainant/Director v GW Pharmaceuticals
Breach: 3.1, 4.1, 4.6
No breach: 2, 3.2, 16.1, 26.1, 26.2, 28.1, 29
Applicable Code:
2016
Received: 24 April 2019
Completed: 18 November 2019
AUTH/3178/3/19 - Anonymous v GlaxoSmithKline
Breach: 4.1, 4.4, 9.1
No breach: 2, 4.1, 4.4, 7.2, 7.4, 3.2
Applicable Code:
2016
Received: 28 March 2019
Completed: 01 November 2019
AUTH/3165/2/19 - Gilead Sciences v ViiV Healthcare
No breach: 2, 3.2, 7.2, 7.3, 7.4, 9.1
Applicable Code:
2016
Received: 22 February 2019
Completed: 16 September 2019
AUTH/3109/10/18 - Complainant v AstraZeneca
Breach: 7.2, 7.3, 9.1
No breach: 2, 3.2, 7.2, 7.3, 9.1
Applicable Code:
2016
Received: 29 October 2018
Completed: 05 July 2019
AUTH/3155/2/19 and AUTH/3156/2/19 - Complainant v Bristol-Myers Squibb and Pfizer
Breach: 7.2, 9.1
No breach: 2, 3.2
Applicable Code:
2016
Received: 05 February 2019
Completed: 02 May 2019
AUTH/3056/8/18 - Ex-representative vs GlaxoSmithKline – Conduct of GlaxoSmithKline
Breach: 3.2, 7.2, 9.1
No breach: 2, 3.2, 7.2, 9.1, 15.9, 18.1, 19.1, 19.2, 23.1
Applicable Code:
2016
Received: 31 July 2018
Completed: 12 March 2019
AUTH/3026/3/18 - Anonymous Employee v Sanofi
Promotion of Toujeo and Lantus
Breach: 9.1, 15.9
No breach: 2, 9.1, 3.2, 15.2, 15.9
Applicable Code:
2016
Received: 16 March 2018
Completed: 19 December 2018
AUTH/3050/6/18 - Anonymous, non contactable health professional v AbbVie
Promotion of Synagis
No breach: 3.1, 3.2
Applicable Code:
2016
Received: 28 June 2018
Completed: 14 November 2018
AUTH/3057/8/18 - Clinical Commissioning Group employee v Novo Nordisk
Conduct of a representative
No breach: 2, 3.2, 9.1, 15.2
Applicable Code:
2016
Received: 15 August 2018
Completed: 16 October 2018
AUTH/3033/4/18 - Boehringer Ingelheim and Lilly v Novo Nordisk
Promotion of Victoza
No breach: 3.2, 7.2, 7.8, 9.1
Applicable Code:
2016
Received: 24 April 2018
Completed: 28 August 2018
AUTH/2923/12/16 - Hospital Pharmacist v Merck Sharp & Dohme
Remicade advertisement
Breach: 7.2, 7.10
No breach: 2, 3.2, 7.8, 9.1, 9.7
Applicable Code:
2016
Received: 21 December 2016
Completed: 07 August 2017
AUTH/2943/3/17 - Ex-employee of a service provider v Bayer
Conduct of an employee
Breach: 2, 9.1, 15.9
No breach: 3.2, 8.2, 9.1, 15.2
Applicable Code:
2016
Received: 08 March 2017
Completed: 21 July 2017
AUTH/2945/3/17 - Community Pharmacist v GlaxoSmithKline
Resource booklet for Pharmacists
No breach: 3.2, 7.2, 7.3, 9.1
Applicable Code:
2016
Received: 13 March 2017
Completed: 28 June 2017
AUTH/2893/11/16 - Anonymous, non-contactable v GE Healthcare
Promotion of Vizamyl
Breach: 3.1, 7.2, 9.1
No breach: 2, 3.1, 3.2, 12, 16
Applicable Code:
2016
Received: 29 November 2016
Completed: 31 March 2017
AUTH/2920/12/16 - Anonymous, non-contactable ex-employee v UCB
Promotion of Naloxone Minijet
Breach: 9.1, 15.9
No breach: 2, 3.2
Applicable Code:
2016
Received: 20 December 2016
Completed: 27 March 2017
AUTH/2880/10/16 - Anonymous, Non Contactable v Bristol-Myers Squibb
Alleged pre-licence of Opdivo
No breach: 3.2, 9.1, 18.1, 22.1, 26.1, 26.2, 2
Applicable Code:
2016
Received: 11 October 2016
Completed: 19 January 2017
AUTH/2913/12/16 - Anonymous v Janssen
Conduct of a medical science liaison employee
No breach: 2, 3.1, 3.2, 9.1
Applicable Code:
2016
Received: 06 December 2016
Completed: 10 January 2017
AUTH/2857/7/16 - Anonymous, non-contactable v Daiichi-Sankyo
Promotional activities and call rates
Breach: 15.4, 15.9
No breach: 2, 3.1, 3.2, 4.1, 9.1, 14.1
Applicable Code:
2016
Received: 25 July 2016
Completed: 30 September 2016
AUTH/2852/6/16 - Ex-employee v Grunenthal
Medical science liaisons’ working practices
No breach: 2, 3.2, 9.1, 11.1, 12.1, 15.2, 15.4, 15.9
Applicable Code:
2016
Received: 20 June 2016
Completed: 14 September 2016