Clause 3 - Marketing Authorization

Clause

 



  • Clause 3 Promotion at International Meetings

    The promotion of medicines at international meetings held in the UK may on occasion pose certain problems with regard to medicines or indications for medicines which do not have a marketing authorization in the UK although they are so authorized in another major industrialised country.

    The display and provision of promotional material for such medicines is permitted at international meetings in the UK provided that the following conditions are met:

    • the meeting must be a truly international meeting of high scientific standing with a significant proportion of the attendees from countries outside the UK in which the product is licensed
    • the medicine or indication must be relevant and proportional to the purpose of the meeting
    • promotional material for a medicine or indication that does not have a UK marketing authorization must be clearly and prominently labelled to that effect
    • in relation to an unlicensed indication, UK approved prescribing information must be readily available for a medicine authorized in the UK even though it will not refer to the unlicensed indication
    • the names must be given of countries in which the medicine or indication is authorized which must include at least one major developed country and it must be stated that registration conditions differ from country to country
    • the material is certified in accordance with Clause 14, except that the signatories need certify only that in their belief the material is a fair and truthful presentation of the facts about the medicine.

3.1 A medicine must not be promoted prior to the grant of the marketing authorization which permits its sale or supply.

  • Clause 3.1 Advance Notification of New Products or Product Changes which May Significantly Affect Expenditure

    NHS organisations and others involved in the purchase of medicines need to estimate their likely budgets in advance and there is a need for them to receive advance information about the introduction of new medicines, or changes to existing medicines, which may significantly affect their level of expenditure.

    At the time this information is required, the medicines concerned (or the changes to them) will not be the subject of marketing authorizations (though applications will often have been made) and it would be in breach of the Code for them to be promoted. Companies wishing to provide advance notification must ensure that information is also provided wherever possible for inclusion in national horizon scanning databases. Non promotional information can be provided as advance notification but it must:

    i) relate to:

    (a) a product which contains a new active substance, or
    (b) a product which contains an active substance prepared in a new way, such as by the use of biotechnology, or
    (c) a product which is to have a significant addition to the existing range of authorized indications, or
    (d) a product which is to have a novel and innovative means of administration

    ii) only be directed to those responsible for making policy decisions on budgets and not those expected to prescribe.

    iii) state whether or not a new medicine or a change to an existing medicine is the subject of a marketing authorization in the UK

    iv) state the likely cost or savings and budgetary implications which must be such that they will significantly change the organisation’s likely expenditure

    v) be factual and limited to that sufficient to provide an adequate but succinct account of the product’s properties; other products should only be mentioned to put the new product into context in the therapeutic area concerned

    The information provided must not:

    i) be promotional in style – product logos should be avoided but company logos may be used; the brand name of the product may be included in moderation but it should not be stylised or used to excess

    ii) include mock up drafts of either summaries of product characteristics or package leaflets.

    If requested further information may be supplied or a presentation made.

most recent cases See all Applicable Code year
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Please check the date of the Code that applies to the Case that you are looking at. The date of the complaint may vary from the activity/material alleged to have been in breach.

AUTH/3184/4/19 - Complainant/Director v GW Pharmaceuticals Breach: 3.1, 4.1, 4.6 No breach: 2, 3.2, 16.1, 26.1, 26.2, 28.1, 29 Applicable Code: 2016 Received: 24 April 2019 Completed: 18 November 2019 AUTH/3163/2/19 - Complainant v Alexion Breach: 3.1, 14.1 No breach: 4.1, 4.9, 11.1, 26.1, 26.2, 26.3 Applicable Code: 2016 Received: 20 February 2019 Completed: 12 November 2019 AUTH/3014/1/18 - Anonymous, non-contactable health professional v GW Pharmaceuticals Promotion of Epidiolex Breach: 2, 3.1, 9.1 No breach: 2, 3.1, 9.1, 7.2, 15.2 Applicable Code: 2016 Received: 22 February 2018 Completed: 22 November 2018 AUTH/3037/4/18 - Health professional v Shield Promotion of Feraccru and unlicensed medicines to the public Breach: 2, 3.1, 4.1, 4.6, 9.1, 14.3, 26.1, 28.1 No breach: 2, 26.1 Applicable Code: 2016 Received: 26 April 2018 Completed: 24 August 2018 AUTH/3012/1/18 - Voluntary admission by Pierre Fabre Failure to certify material Breach: 2, 3.1, 7.2, 7.4, 9.1, 14.1, 15.9 No breach: 4.8 Applicable Code: 2016 Received: 19 January 2018 Completed: 21 March 2018 AUTH/2978/9/17 - Anonymous consultant dermatologist v Janssen Alleged Promotion of Tremfya Breach: 2, 3.1, 9.1 Applicable Code: 2016 Received: 21 September 2017 Completed: 29 January 2018 AUTH/2988/10/17 - Employee v Otsuka Manager’s use of LinkedIn to promote medicines Breach: 3.1, 3.2, 4.1, 7.2, 9.1, 14.1, 26.1 No breach: 1.2, 2, 9.10, 12.1, 22, 26.1 Applicable Code: 2016 Received: 31 October 2017 Completed: 25 January 2018 AUTH/2893/11/16 - Anonymous, non-contactable v GE Healthcare Promotion of Vizamyl Breach: 3.1, 7.2, 9.1 No breach: 2, 3.1, 3.2, 12, 16 Applicable Code: 2016 Received: 29 November 2016 Completed: 31 March 2017 AUTH/2868/8/16 - Janssen v Sanofi Genzyme Alleged promotion of an unlicensed medicine Breach: 3.1, 9.1 Applicable Code: 2016 Received: 10 August 2016 Completed: 19 December 2016 AUTH/3029/4/18 - Complainant v GW Pharmaceuticals Arrangements for a meeting, alleged promotion of Epidiolex and unapproved slides No breach: 2, 3.1, 9.1, 14.1, 15.2, 22.1 Applicable Code: 2016 Received: 05 April 2018 Completed: 21 December 2018 AUTH/3050/6/18 - Anonymous, non contactable health professional v AbbVie Promotion of Synagis No breach: 3.1, 3.2 Applicable Code: 2016 Received: 28 June 2018 Completed: 14 November 2018 AUTH/3024/3/18 - Anonymous , non-contactable Hospital Consultant v GW Pharmaceuticals Alleged promotion of Epidiolex No breach: 2, 9.1, 3.1, 15.2 Applicable Code: 2016 Received: 12 March 2018 Completed: 18 October 2018 AUTH/2987/10/17- Anonymous v Shire Alleged promotion prior to the grant of a marketing authorisation Breach: 9.1, 12.2 No breach: 2, 3.1, 9.1, 18.1 Applicable Code: 2016 Received: 25 October 2017 Completed: 31 July 2018 AUTH/2982/10/17 - Member of the public v Leo Promotion of Kyntheum to the public No breach: 2, 3.1, 7.2, 7.4, 9.1, 26.1 Applicable Code: 2016 Received: 06 October 2017 Completed: 08 February 2018 AUTH/2913/12/16 - Anonymous v Janssen Conduct of a medical science liaison employee No breach: 2, 3.1, 3.2, 9.1 Applicable Code: 2016 Received: 06 December 2016 Completed: 10 January 2017 AUTH/2857/7/16 - Anonymous, non-contactable v Daiichi-Sankyo Promotional activities and call rates Breach: 15.4, 15.9 No breach: 2, 3.1, 3.2, 4.1, 9.1, 14.1 Applicable Code: 2016 Received: 25 July 2016 Completed: 30 September 2016

3.2 The promotion of a medicine must be in accordance with the terms of its marketing authorization and must not be inconsistent with the particulars listed in its summary of product characteristics.

most recent cases See all Applicable Code year
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Please check the date of the Code that applies to the Case that you are looking at. The date of the complaint may vary from the activity/material alleged to have been in breach.

AUTH/3175/3/19 - Anonymous v GlaxoSmithKline Breach: 3.2, 7.2, 9.1 No breach: 2 Applicable Code: 2016 Received: 22 March 2019 Completed: 18 October 2019 AUTH/2979/9/17 - Anonymous, non-contactable complainant v PharmaMar Certification and Promotion of Yondelis Breach: 2, 3.2, 7.2, 7.4, 9.1, 12.1, 14.1 Applicable Code: 2016 Received: 21 September 2017 Completed: 18 September 2019 AUTH/3031/4/18 - Anonymous health professional v Gilead Breach: 3.2, 7.2, 9.1 No breach: 2, 3.2, 7.2, 7.3, 7.4, 8.1, 9.1, 12.1 Applicable Code: 2016 Received: 19 April 2019 Completed: 03 June 2019 AUTH/3134/12/18 Complainant v Shield Breach: 3.2, 7.2, 9.1 No breach: 2 Applicable Code: 2016 Received: 17 December 2018 Completed: 02 April 2019 AUTH/3103/10/18 - Anonymous v Ipsen Promotion of Cabometyx Breach: 3.2 No breach: 2, 7.2, 7.4, 7.9, 9.1 Applicable Code: 2016 Received: 03 October 2018 Completed: 06 December 2018 AUTH/2971/8/17 - Clinical Commissioning Group v Thame Laboratories Promotion of Thamicarb Breach: 2, 3.2, 7.2, 7.4, 8.2, 9.1, 9.5 Applicable Code: 2016 Received: 17 August 2017 Completed: 18 April 2018 AUTH/2988/10/17 - Employee v Otsuka Manager’s use of LinkedIn to promote medicines Breach: 3.1, 3.2, 4.1, 7.2, 9.1, 14.1, 26.1 No breach: 1.2, 2, 9.10, 12.1, 22, 26.1 Applicable Code: 2016 Received: 31 October 2017 Completed: 25 January 2018 AUTH/2825/3/16 and AUTH/2826/3/16 - Janssen-Cilag v Boehringer Ingelheim and Lilly Promotion of Jardiance Breach: 2, 3.2, 9.1, 12.1 No breach: 1.12 Applicable Code: 2016 Received: 03 March 2016 Completed: 12 October 2017 AUTH/2928/1/17 and AUTH/2929/1/17 - Anonymous v Pfizer and Novartis Pharmacovigilance compliance, promotion of an unlicensed indication and breach of undertaking Breach: 2, 3.2, 9.1, 7.2, 15.9, 29 No breach: 2, 3.2, 7.2, 9.1, 15.6, 15.9, 16.2, 25.1, 29 Applicable Code: 2016 Received: 04 January 2017 Completed: 06 July 2017 AUTH/2886/11/16 - Pharmacosmos v Vifor Promotion of Ferinject Breach: 3.2, 7.2 No breach: 7.2, 7.9 Applicable Code: 2016 Received: 07 November 2016 Completed: 22 February 2017 AUTH/2871/8/16 - Voluntary admission by Janssen Pre-licence promotion Breach: 2, 3.2, 9.1, 14.1 Applicable Code: 2016 Received: 22 August 2016 Completed: 06 October 2016 AUTH/2840/4/16 and AUTH/2847/5/16 - Anonymous, non contactable v Novartis and Pfizer Promotion of Ultibro Breezhaler and Seebri Breezhaler Breach: 3.2, 7.2, 9.1, 15.9 No breach: 2, 3.2, 7.2, 9.1, 15.9 Applicable Code: 2016 Received: 25 April 2016 Completed: 16 September 2016 AUTH/2836/4/16 - AstraZeneca v Janssen – Promotion of Invokana Promotion of Invokana Breach: 3.2, 7.2, 7.4 No breach: 2, 7.2, 7.3, 7.4, 9.1 Applicable Code: 2016 Received: 11 April 2016 Completed: 21 July 2016 AUTH/2834/4/16 - Takeda v Amdipharm Mercury Promotion of Lutrate Breach: 3.2, 7.2, 7.3, 7.10, 8.1, 9.1 No breach: 2, 7.2, 7.3 Applicable Code: 2016 Received: 08 April 2016 Completed: 03 June 2016 AUTH/2822/2/16 - Bayer v Daiichi-Sankyo Promotion of Lixiana Breach: 3.2, 7.2, 7.4, 7.8, 7.10, 9.1 No breach: 3.2, 7.2, 7.3, 7.4, 7.8, 7.9, 7.10, 8.1, 9.1 Applicable Code: 2016 Received: 23 February 2016 Completed: 16 May 2016 AUTH/3184/4/19 - Complainant/Director v GW Pharmaceuticals Breach: 3.1, 4.1, 4.6 No breach: 2, 3.2, 16.1, 26.1, 26.2, 28.1, 29 Applicable Code: 2016 Received: 24 April 2019 Completed: 18 November 2019 AUTH/3178/3/19 - Anonymous v GlaxoSmithKline Breach: 4.1, 4.4, 9.1 No breach: 2, 4.1, 4.4, 7.2, 7.4, 3.2 Applicable Code: 2016 Received: 28 March 2019 Completed: 01 November 2019 AUTH/3165/2/19 - Gilead Sciences v ViiV Healthcare No breach: 2, 3.2, 7.2, 7.3, 7.4, 9.1 Applicable Code: 2016 Received: 22 February 2019 Completed: 16 September 2019 AUTH/3109/10/18 - Complainant v AstraZeneca Breach: 7.2, 7.3, 9.1 No breach: 2, 3.2, 7.2, 7.3, 9.1 Applicable Code: 2016 Received: 29 October 2018 Completed: 05 July 2019 AUTH/3155/2/19 and AUTH/3156/2/19 - Complainant v Bristol-Myers Squibb and Pfizer Breach: 7.2, 9.1 No breach: 2, 3.2 Applicable Code: 2016 Received: 05 February 2019 Completed: 02 May 2019 AUTH/3056/8/18 - Ex-representative vs GlaxoSmithKline – Conduct of GlaxoSmithKline Breach: 3.2, 7.2, 9.1 No breach: 2, 3.2, 7.2, 9.1, 15.9, 18.1, 19.1, 19.2, 23.1 Applicable Code: 2016 Received: 31 July 2018 Completed: 12 March 2019 AUTH/3026/3/18 - Anonymous Employee v Sanofi Promotion of Toujeo and Lantus Breach: 9.1, 15.9 No breach: 2, 9.1, 3.2, 15.2, 15.9 Applicable Code: 2016 Received: 16 March 2018 Completed: 19 December 2018 AUTH/3050/6/18 - Anonymous, non contactable health professional v AbbVie Promotion of Synagis No breach: 3.1, 3.2 Applicable Code: 2016 Received: 28 June 2018 Completed: 14 November 2018 AUTH/3057/8/18 - Clinical Commissioning Group employee v Novo Nordisk Conduct of a representative No breach: 2, 3.2, 9.1, 15.2 Applicable Code: 2016 Received: 15 August 2018 Completed: 16 October 2018 AUTH/3033/4/18 - Boehringer Ingelheim and Lilly v Novo Nordisk Promotion of Victoza No breach: 3.2, 7.2, 7.8, 9.1 Applicable Code: 2016 Received: 24 April 2018 Completed: 28 August 2018 AUTH/2923/12/16 - Hospital Pharmacist v Merck Sharp & Dohme Remicade advertisement Breach: 7.2, 7.10 No breach: 2, 3.2, 7.8, 9.1, 9.7 Applicable Code: 2016 Received: 21 December 2016 Completed: 07 August 2017 AUTH/2943/3/17 - Ex-employee of a service provider v Bayer Conduct of an employee Breach: 2, 9.1, 15.9 No breach: 3.2, 8.2, 9.1, 15.2 Applicable Code: 2016 Received: 08 March 2017 Completed: 21 July 2017 AUTH/2945/3/17 - Community Pharmacist v GlaxoSmithKline Resource booklet for Pharmacists No breach: 3.2, 7.2, 7.3, 9.1 Applicable Code: 2016 Received: 13 March 2017 Completed: 28 June 2017 AUTH/2893/11/16 - Anonymous, non-contactable v GE Healthcare Promotion of Vizamyl Breach: 3.1, 7.2, 9.1 No breach: 2, 3.1, 3.2, 12, 16 Applicable Code: 2016 Received: 29 November 2016 Completed: 31 March 2017 AUTH/2920/12/16 - Anonymous, non-contactable ex-employee v UCB Promotion of Naloxone Minijet Breach: 9.1, 15.9 No breach: 2, 3.2 Applicable Code: 2016 Received: 20 December 2016 Completed: 27 March 2017 AUTH/2880/10/16 - Anonymous, Non Contactable v Bristol-Myers Squibb Alleged pre-licence of Opdivo No breach: 3.2, 9.1, 18.1, 22.1, 26.1, 26.2, 2 Applicable Code: 2016 Received: 11 October 2016 Completed: 19 January 2017 AUTH/2913/12/16 - Anonymous v Janssen Conduct of a medical science liaison employee No breach: 2, 3.1, 3.2, 9.1 Applicable Code: 2016 Received: 06 December 2016 Completed: 10 January 2017 AUTH/2857/7/16 - Anonymous, non-contactable v Daiichi-Sankyo Promotional activities and call rates Breach: 15.4, 15.9 No breach: 2, 3.1, 3.2, 4.1, 9.1, 14.1 Applicable Code: 2016 Received: 25 July 2016 Completed: 30 September 2016 AUTH/2852/6/16 - Ex-employee v Grunenthal Medical science liaisons’ working practices No breach: 2, 3.2, 9.1, 11.1, 12.1, 15.2, 15.4, 15.9 Applicable Code: 2016 Received: 20 June 2016 Completed: 14 September 2016