AUTH/1855/6/06 - Novartis v Roche

CellCept booklet

  • Received
    26 June 2006
  • Case number
    AUTH/1855/6/06
  • Applicable Code year
    2006
  • Completed
    02 November 2006
  • Breach Clause(s)
    two breaches of 7.2, plus breaches of 7.4, 7.8, 7.10 and 8.1
  • Sanctions applied
    Undertaking received
  • Additional sanctions
  • Appeal
    Appeal by the respondent
  • Review
    Published in the February 2007 Review

Case Summary

Novartis complained about a CellCept (mycophenolate mofetil) booklet entitled ‘Are you concerned about GI [gastrointestinal] complications after transplantation?’ issued by Roche. CellCept was indicated in combination with ciclosporin and corticosteroids for the prophylaxis of acute transplant rejection in patients receiving allogenic, renal, cardiac or hepatic transplants. Novartis supplied Myfortic (enteric coated mycophenolate sodium) which was also used in combination with ciclosporin and corticosteroids but only for the prophylaxis of acute transplant rejection in adults receiving allogenic renal transplants. Novartis alleged the booklet misrepresented the role of immunosuppression, specifically CellCept, in the aetiology of GI complications following transplantation and was inconsistent with the CellCept summary of product characteristics (SPC).

Page 1 was headed ‘GI complications in transplantation’. In a list of causes of GI adverse events infections was at the top and drug-induced effects, for example antibiotics and immunosuppressants, was at the bottom. Novartis believed this oversimplified the aetiology of GI adverse events to minimise the association with CellCept. In the context of a CellCept promotional piece, and in view of the prominence of GI side effects in the CellCept SPC, immunosuppression (if not specifically CellCept) should be listed first in any ranking of causes for GI side effects after transplantation; both because it was directly toxic to the GI tract and because it was a potent immunosuppressant that increased the risk of infections which might be associated with GI symptoms.

The Panel noted from the CellCept SPC that treatment should be initiated and maintained by appropriately qualified transplant specialists and that the principal adverse reactions associated with therapy included diarrhoea, leucopenia, sepsis and vomiting. The SPC also stated that all transplant patients were at increased risk of opportunistic infections; the risk increased with total immunosuppressive load. The most common infections in patients followed for at least one year were candida mucocutaneous, CMV viraemia/syndrome and Herpes simplex. With regard to GI adverse reactions, vomiting, abdominal pain, diarrhoea and nausea were listed as very common (≥1/10) and GI haemorrhage, peritonitis, ileus, colitis, gastric ulcer, duodenal ulcer, gastritis, oesophagitis, stomatitis, constipation, dyspepsia, flatulence and eructation were listed as common (≥ 1/100 to < 1/10).

The Panel noted that on the page headed ‘GI complications in transplantation’, specific mention was made regarding GI adverse events with CellCept. The page stated that ‘The use of CellCept has led to significant reductions in graft rejection and improved long-term graft survival and function, but GI effects are still a concern with immunosupression’. Druginduced effects were included on the list of causes of GI adverse events. The list did not give any indication of the incidence or ranking of the importance of infection, surgery, concomitant diseases or drugs in causing GI complications.

The Panel noted that Rubin (2001) stated that it was often very difficult to distinguish between infection-related and immunosuppression-related GI complications after transplantation. The causes might differ depending upon the time post-transplant and this time line was helpful in determining whether a GI complication was likely to be related to infection rather than a specific effect of an immunosuppressant medicine.

The Panel did not accept that the list oversimplified the aetiology of GI adverse events. The booklet was aimed at a specialised audience. No breach of the Code was ruled.

Page 2 was sub headed ‘Determining the probable cause can prove a prudent course of action’ and included two quotations: ‘Inappropriate dose reduction of an immunosuppressive agent that may not be the cause of the diarrhoea may result in an unnecessarily increased risk of acute rejection, the long-term impact of which is far more detrimental to patient or graft survival.’ (Pescovitz et al 2001) and ‘As infections very often have GI symptoms, it is important to rule out infection before looking to the immunosuppressive drug regimen as the cause of a patient’s GI problem.’ (Rubin 2001).

Novartis alleged that these quotations suggested that intervention to reduce GI side effects during Cellcept therapy should be delayed until GI symptoms had been investigated and implied that the true cause was frequently independent of the dose of immunosuppression given. These views were not consistent with the CellCept SPC. In addition, it was not made clear that the quotations represented opinions expressed in a journal supplement which had not been peer-reviewed rather than the evidence based conclusion of a study.

The Panel did not consider that the page was inconsistent with the CellCept SPC as alleged. The CellCept SPC listed GI adverse events as well as generally linking immunosuppression to infections.

The specialist audience would be well aware of the difficulties with immunosuppression treatment. It was a matter for the specialists to decide whether to lower the dose of CellCept and when this should happen. The Panel did not accept that the page implied that the true cause of GI complications was frequently independent of the dose of immunosupressant used. In the Panel’s view the main message of the page was summed up in the sub-heading ‘Determining the probable cause can prove to be a prudent course of action’.

The Panel did not consider that the Code required promotional material to indicate that a quotation had been taken from a source that had not been peer-reviewed as alleged. The Code required quotations to be factual and accurate and not misleading. The source needed to be cited. The Panel ruled that on the evidence before it there was no breach of the Code.

Page 3 was sub headed ‘The proven benefit of excluding infection’ and presented data from Maes et al (2003) on 26 renal transplant patients on an immunosuppressive regime which included CellCept. An infectious cause of diarrhoea was demonstrated in approximately 60% (n=13). A graph showed that of those thirteen patients 92% (n=12) had diarrhoea primarily treated with antimicrobial agents; in the remaining patient, with a concomitant malignant disorder, immunosuppressant therapy was stopped. The page concluded that ‘Diarrhoea was successfully treated with antimicrobial agents without the need for permanent reduction or cessation of immunosuppressant’.

Novartis alleged that the strong claim of the ‘proven’ benefit of excluding infection was not supported by the data presented. Half of the 26 patients with diarrhoea, selected as a subset of 765 patients, had an infectious cause of their diarrhoea. This was clearly not a ‘proven benefit’, particularly when one considered that CellCept itself predisposed to infection through immunosuppression.

Furthermore, the use of a graph with an impressive 92% graphic created a misleading impression of robust support for the claim.

The data presented related specifically to persistent afebrile diarrhoea but the headings were ‘Managing GI adverse events’ and ‘The proven benefit of excluding infection’. Diarrhoea was only one of the GI adverse events listed in the CellCept SPC and no evidence was supplied for the benefit of excluding infection in the remainder.

The Panel noted that the graph on the page headed ‘Managing GI adverse events’ showed that 92% of patients had diarrhoea treated primarily with antimicrobial agents. A sub-heading read ‘The proven benefit of excluding infection’. The Panel considered that at first glance the page seemed to suggest that in 92% of patients with GI adverse events, diarrhoea could be controlled with

antimicrobials without the need to reduce the dose of immunosuppressant. This was not the case. The 92% related to the subset of patients with persistent afebrile diarrhoea in whom an infectious cause was found ie 13 patients. In the other patients in whom no infection was determined, immunosuppressive therapy was either reduced or stopped. Thus in an original group of 26 patients with afebrile diarrhoea, an infectious cause was demonstrated in 13, only 12 of whom were successfully treated with antibiotics ie <50% (12/26) as opposed to the 92% (12/13) depicted in the graph. The Panel considered that the page was misleading in this regard. The Panel also considered that it was misleading for a page headed ‘Managing GI adverse events’ to focus only on data in patients with persistent afebrile diarrhoea.

The graph presented the data accurately but in the Panel’s view was not presented in such a way as to give a clear, fair, balanced view of the data. It was visually misleading. A breach of the Code was ruled. The Panel did not consider that the page failed to maintain a high standard.

Novartis alleged that pages 4 and 5, headed ‘Managing GI adverse events’ and ‘Managing infectious diarrhoea’ contributed to the impression that infection was the most important cause of GI upset and that it was independent of immunosuppression (Cellcept). The treatment algorithm suggested that immunosuppression should only be considered a cause for GI upset once infection had been excluded.

The Panel did not agree with Novartis’ submission.

The subheading implied that it was important to distinguish between infection-related and immunosuppression-related GI complications. In the Panel’s view the pages encouraged a pragmatic approach ie that the cause of diarrhoea should be established before any treatment changes were introduced. The Panel did not consider that the pages were misleading and thus ruled no breach of the Code.

Page 7 ‘Managing non-infectious diarrhoea’, referred to 10 patients of the 23 patients with afebrile diarrhoea that did not have an infectious cause and were presumed to have drug-induced diarrhoea (Maes et al). This was followed by ‘All immunosuppressant regimens are associated with diarrhoea to a greater or lesser extent’. The frequency of study-reported diarrhoea post transplantation was given in a table.

Novartis stated that in an attempt to create a perception that the licensed use of CellCept was no more associated with GI adverse events than other immunosuppressants, GI adverse event rates seen with a number of alternative regimens were presented under the heading ‘Frequency of studyreported diarrhoea post transplantation’. However, the combination of tacrolimus and CellCept was not licensed and the use of ciclosporin and sirolimus in combination beyond three months (as per the reference cited) was specifically contraindicated in the sirolimus SPC, making this another unlicensed safety claim.

The Panel noted that the combination of CellCept and tacrolimus was not mentioned in the therapeutic indications, Section 4.1, of the CellCept SPC.

Mention was made in Section 4.5 interactions. The Panel did not consider that in the context of the table it was unreasonable to include details of the frequency of diarrhoea with this combination.

Ciclosporin and sirolimus were licensed for use for 3 months. The Panel did not consider in the context of the page at issue that the information about the frequency of diarrhoea with regard to CellCept and tacrolimus and ciclosporin and sirolimus were unlicensed safely claims as alleged. No breach of the Code was ruled although the Panel considered that the information could have been better presented to make the limitations clear.

Novartis alleged that page 8 of the booklet headed ‘Managing non-infectious diarrhoea’ and sub headed ‘Is there a role for enteric-coated mycopenolate sodium (EC-MPS) [Myfortic] in

reducing GI complications?’, disparaged its product, Myfortic. It presented a hypothesis based on a single bioavailability study that compared oral and IV administration of CellCept (ie a study that did not contain Myfortic. The hypothesis, which relied on the faulty premise of a single potential mechanism (topical effect), was used to support the statement ‘As such, it is not surprising that the 4 Code of Practice Review February 2007 enteric coat of MPS has no impact on GI complications’. It ignored alternative potential mechanisms, such as pharmacokinetic differences between the products.

The statement ‘EC-MPS has no advantage on tolerability over CellCept and no proven role in patients failing to tolerate CellCept’, was referenced to a letter of opinion, written by a single clinician and in French, and was not an evidence based conclusion. Data comparing the rate of diarrhoea with CellCept and Myfortic was taken from a study which excluded patients unable to tolerate CellCept and as such provided little insight into the relative tolerability of the two agents. The statement also ignored the fact that the exploration of potential GI differences between the products remained the subject of a study.

The Panel noted that Salvadori et al (2003) compared CellCept with Myfortic and concluded that the products were therapeutically equivalent with a comparable safety profile. Within 12 months 15% of Myfortic and 19.5% of CellCept patients required dose changes for GI adverse events (p=ns). The study was not designed to statistically detect differences between treatment groups in terms of GI tolerability. The claim that [Myfortic] had no impact on GI complications was a strong one. The Panel noted that although the claim ‘[Myfortic] has no advantage on tolerability over CellCept and no proven role in patients failing to tolerate CellCept’ was referenced to a single author, it appeared to be a quotation in that paper from a larger body, it was thus not just the opinion of a single clinician.

Novartis had not submitted data to support its complaint although a study was ongoing.

The comparison of rates of diarrhoea were from Budde et al (2003). The discussion noted that patients entered into the study were receiving and therefore tolerating [CellCept] at a dose of 2000mg which might introduce a bias. The Panel considered that the page had not put this data in context. It was inappropriate to follow the subheading ‘Is there a role for enteric coated mycophenolate sodium (ECMPS) in reducing GI complications’ with data referring only to CellCept.

The Panel noted that according to the SPCs for CellCept and Myfortic, diarrhoea was a very common side effect with both (≥ 10%). However the other very common GI side effects of CellCept (vomiting, abdominal pain and nausea) only occurred commonly (≥ 1% and <10%) with Myfortic.

Similarly some of the commonly occurring GI disorders with CellCept (eructation, ileus, oesophagitis, gastrointestinal haemorrhage) were uncommon (≥ 0.1% and <1%) with Myfortic. Thus, although both products were associated with a number of similar GI disorders there seemed to be a lessening of effect with Myfortic.

The Panel again noted that subheadings referred to GI complications as a whole whereas some of the data presented referred specifically to diarrhoea. On balance the Panel considered that the page

disparaged Myfortic and a breach of the Code was ruled. This ruling was appealed by Roche.

The Appeal Board was concerned about the content and layout of the page at issue. It was inappropriate to follow the subheading ‘Is there a role for enteric coated mycophenolate sodium (EC-MPS) in

reducing GI complications’ with data referring only to CellCept. The Appeal Board considered that the claim ‘… it is not surprising that the enteric coat of MPS (EC-MPS) has no impact on GI complications’ was a strong unequivocal claim and that Roche had provided no data to support it. The page in question discussed both diarrhoea and GI

complications in general and moved seamlessly between the two thus introducing confusion into the mind of the reader about the relative incidence of diarrhoea as a discrete side effect and GI

complications as a whole. The Appeal Board noted that the page featured a provocative question followed by a series of selective bullet points. The language used was such that the cumulative effect was to place Myfortic in a disproportionately disadvanta ed position such that it was disparaged.

The Appeal Board thus upheld the Panel’s ruling of a breach of the Code.

Novartis stated that page 9 headed ‘Are you concerned about GI complications after transplantation?’, implied that it was rarely necessary to alter immunosuppression regimens in patients with GI complications after renal transplantation. Although it was true that dose reduction ‘might’ be unnecessary, it frequently was.

The final bullet point, ‘Most GI complications can be treated medically without the need to stop immunosuppression’, had no value in the context of transplantation, as stopping immunosuppression was not a practical option because of the almost inevitable consequence of graft rejection and loss.

Perhaps the comment was designed to leave the reader with the opinion that GI complications could be treated medically without the need to alter immunosuppression.

Novartis stated that the booklet systematically misled the reader about the relative importance of CellCept in the aetiology of GI complications after transplantation. By misrepresenting the adverse event profile of CellCept, and thereby falsifying its risk benefit profile, Roche was placing patient safety at risk. Roche’s consideration of Novartis’ comments in 2005, followed by the deliberate reprinting of a larger format item with the continued distortion of the risk benefit profile of CellCept suggested conscious intent.

The Panel considered that the summary page reinforced the impression that the only GI adverse event to be concerned about was diarrhoea. Dose reduction was mentioned but only in the context of being used unnecessarily. The Panel again noted the use of a heading which referred to GI complications as a whole and data which related only to diarrhoea. Overall the Panel considered that the booklet was about the management of diarrhoea post-transplant although many of the headings, claims and the title of the booklet itself, referred to GI complications as a whole. Given the context in which it appeared, ie in a book about the management of diarrhoea, the claim ‘Most GI 5 Code of Practice Review February 2007 complications can be treated medically without the need to stop immunnosuppression’ implied that diarrhoea in most CellCept patients was due to something other than CellCept. From the data before it the Panel considered that this was misleading. A breach of the Code was ruled.

Although noting its rulings above, the Panel did not consider that the booklet was prejudicial to patient safety and so in that regard it did not warrant a ruling of a breach of Clause 2 of the Code which was used as a sign of part.